A number of technology breakthroughs and the rise of creative financial technology firms have caused a great deal of disruption in the banking industry. These upstarts are posing a number of challenges to established financial institutions and changing the face of traditional banking. following the rules, laws, and directives issued by regulatory bodies to guarantee that financial institutions conduct business legally, responsibly, and ethically. In order to safeguard consumers’ interests, keep the financial system stable and honest, and stop financial crimes including fraud, money laundering, and terrorist financing, compliance is essential.Since the 2008 financial crisis, capital markets have been subject to stricter rules aimed at improving transparency and mitigating systemic risks. However, market participants may find it difficult and expensive to comply with these regulations, especially smaller businesses with limited funding. In terms of risk management, compliance, and technical innovation, J & Griff offers the banking industry and capital markets top-notch services. It also facilitates a flexible architecture that works together to safeguard clients and investors.